Yu Wing Li
李宇穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Wing Li (李宇穎), a licensed former licensee with CE reference BBX327. This person has 5.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central China International Futures Company Limited 中州國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2017-10-18 | 2018-09-28 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-02 | 2019-02-20 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-10 | 2019-02-20 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-07 | 2016-08-10 |
| Basic Asset Management Limited 基匯資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-06-06 | 2015-09-05 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-15 | 2014-04-16 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-10-15 | 2014-04-16 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-15 | 2014-04-16 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2013-10-15 | 2014-04-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Wing Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.