Alan Koon Ho Shum
沈冠豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Koon Ho Shum (沈冠豪), a licensed former licensee with CE reference BBV882. This person has 7.4 years of SFC licence history. Total licence records on file: 11.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Well Link International Securities Limited 立橋國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-12-14 | 2021-08-15 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
RO | Type 4 - Advising on securities | 2020-12-14 | 2021-08-15 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-12-09 | 2020-09-09 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-12-09 | 2021-08-15 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
RO | Type 4 - Advising on securities | 2019-12-09 | 2020-09-09 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-12-09 | 2021-08-15 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-06 | 2019-07-31 |
| Hung Sing Futures Limited 鴻昇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-12-06 | 2019-07-31 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2016-03-21 | 2017-11-16 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-21 | 2017-11-16 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-10-21 | 2017-11-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan Koon Ho Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.