Xiaogang Cao
曹小鋼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaogang Cao (曹小鋼), a licensed former licensee with CE reference BBS247. This person has 5.3 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XinKong International Capital Limited 信控國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2021-06-29 | 2022-08-12 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-06-29 | 2022-08-12 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 - Advising on securities | 2021-06-29 | 2022-08-12 |
| XinKong International Capital Limited 信控國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-06 | 2021-06-29 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-06 | 2021-06-29 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-05-06 | 2021-06-29 |
| XinKong International Capital Limited 信控國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-05-06 | 2022-08-12 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 1 - Dealing in securities | 2016-07-19 | 2017-09-09 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 4 - Advising on securities | 2016-07-19 | 2017-09-09 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 - Advising on securities | 2014-02-14 | 2016-07-19 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-13 | 2016-07-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaogang Cao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.