Hong Wing Wayne Lee

李康穎
CE No. BBQ697 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Wing Wayne Lee (李康穎), a licensed former licensee with CE reference BBQ697. This person has 5.0 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2017-06-01 2018-08-31
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
Rep Type 4 - Advising on securities 2016-06-01 2017-05-25
Cupola Capital Limited Rep Type 9 - Asset management 2016-04-01 2016-05-26
Cupola Capital Limited Rep Type 4 - Advising on securities 2015-04-30 2016-05-26
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 - Advising on securities 2013-08-05 2015-04-17

Worked alongside

The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Hong Wing Wayne Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ho Ka Wong Cupola Capital Limited 2015–2016
Wei Xin Cupola Capital Limited 2015–2016
Monika Yan Cupola Capital Limited 2015–2016
Chat Yu Lam Cupola Capital Limited 2015
Kin Ching Ho Cupola Capital Limited 2015–2016
Xingni Liu Cupola Capital Limited 2015–2016
Lu Yan Ng Cupola Capital Limited 2016
Sunny Pak Hin Poon Cupola Capital Limited 2016
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