Brian David Roberts
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian David Roberts, a licensed former licensee with CE reference BBQ454. This person has 2.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 9 - Asset management | 2015-01-07 | 2015-10-09 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-29 | 2015-10-09 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-29 | 2015-10-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Brian David Roberts during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.