Stephen Daniel Friel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Daniel Friel, a licensed former licensee with CE reference BBP447. This person has 2.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Frontier Investments Limited | Rep | Type 4 - Advising on securities | 2013-08-13 | 2015-09-29 |
| Asia Frontier Investments Limited | Rep | Type 9 - Asset management | 2013-08-13 | 2015-09-29 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Daniel Friel during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ruchir Devanshu Desai | Asia Frontier Investments Limited | 2013–2015 |
| Thomas Eugen Hugger | Asia Frontier Investments Limited | 2013–2015 |
| Terence Francis Mahony | Asia Frontier Investments Limited | 2013–2015 |
| Kenneth Marshall Stevens | Asia Frontier Investments Limited | 2013–2015 |
| Pier Christiaan de Vries | Asia Frontier Investments Limited | 2013–2015 |
| Andreas Vogelsanger | Asia Frontier Investments Limited | 2014–2015 |