Craig Brian Wallis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Craig Brian Wallis, a licensed former licensee with CE reference BBE853. This person has 0.7 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2013-05-24 | 2014-02-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Craig Brian Wallis during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.