Robert James Ridland
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert James Ridland, a licensed former licensee with CE reference BAS793. This person has 10.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-01-16 | 2024-01-25 |
| Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 |
RO | Type 4 - Advising on securities | 2017-01-16 | 2024-01-25 |
| Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 |
RO | Type 9 - Asset management | 2015-12-21 | 2024-01-25 |
| Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 |
Rep | Type 9 - Asset management | 2013-04-29 | 2015-12-21 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Robert James Ridland during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Alexander Stewart Dudgeon | Schroder & Co. (Hong Kong) Limited | 2013–2021 |
| Andrew Au | Schroder & Co. (Hong Kong) Limited | 2014–2020 |
| Jelmer Maarten Kattevilder | Schroder & Co. (Hong Kong) Limited | 2018–2023 |
| Ka Kin Pang | Schroder & Co. (Hong Kong) Limited | 2014–2018 |
| Dominic Peter Corti Emmerson | Schroder & Co. (Hong Kong) Limited | 2013–2018 |
| Hui Ying Geraldine Teo | Schroder & Co. (Hong Kong) Limited | 2019–2022 |
| Chao-Sheng Huang | Schroder & Co. (Hong Kong) Limited | 2018–2020 |