Xiaowei Liu
劉小瑋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaowei Liu (劉小瑋), a licensed former licensee with CE reference BAS354. This person has 4.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Big Bay Securities (HK) Limited 大灣證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-21 | 2018-08-31 |
| Big Bay Asset Management (HK) Limited 大灣資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-21 | 2018-08-31 |
| Big Bay Asset Management (HK) Limited 大灣資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-03-21 | 2018-08-31 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-01-10 | 2016-08-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaowei Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.