Lixian Yan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lixian Yan (閻俐先), a licensed Responsible Officer with CE reference BAO697. Currently licensed at 1 firm(s): Da Cheng International Asset Management Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 13.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2023-12-20 | present |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-12-20 | present |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-28 | 2023-12-20 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-28 | 2023-12-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lixian Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.