Yichen Li
李奕晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yichen Li (李奕晨), a licensed former licensee with CE reference BAI987. This person has 4.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-11-02 | 2023-02-24 |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
Rep | Type 9 - Asset management | 2021-11-02 | 2023-02-24 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-24 | 2016-06-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-10-24 | 2016-06-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yichen Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.