Wendy Wai Ting Lam
林慧婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Wai Ting Lam (林慧婷), a licensed former licensee with CE reference BAF969. This person has 0.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-24 | 2012-12-20 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-10-24 | 2012-12-20 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Wendy Wai Ting Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yu Shi | DL SECURITIES (HK) LIMITED | 2012 |
| Ke Wang | DL SECURITIES (HK) LIMITED | 2012 |
| Ningdi Chen | DL SECURITIES (HK) LIMITED | 2012 |
| Xinrong Jiang | DL SECURITIES (HK) LIMITED | 2012 |
| Wei Hao Kiow | DL SECURITIES (HK) LIMITED | 2012 |
| Nan Wu | DL SECURITIES (HK) LIMITED | 2012 |
| Yihao Wang | DL SECURITIES (HK) LIMITED | 2012 |
| Yinguang Yu | DL SECURITIES (HK) LIMITED | 2012 |
| Xu Xiang Zhou | DL SECURITIES (HK) LIMITED | 2012 |