Chih Chen

陳至
CE No. BAE638 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chih Chen (陳至), a licensed former licensee with CE reference BAE638. This person has 1.0 year of SFC licence history. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
Yuanta Futures (HK) Co., Limited
元大期貨(香港)有限公司		 RO Type 2 - Dealing in futures contracts 2012-10-12 2013-10-01
Yuanta Futures (HK) Co., Limited
元大期貨(香港)有限公司		 RO Type 5 - Advising on futures contracts 2012-10-12 2013-10-01

Worked alongside

The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Chih Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.

NameShared firmOverlap
Wei-Yuan Chiang Yuanta Futures (HK) Co., Limited 2012–2013
Pen-Cheng Lu Yuanta Futures (HK) Co., Limited 2012–2013
Hsiu-Hui Lin Yuanta Futures (HK) Co., Limited 2012–2013
Ya-Yun Yang Yuanta Futures (HK) Co., Limited 2013
Chin-Feng Chiu Yuanta Futures (HK) Co., Limited 2013
Ping-Ho Huang Yuanta Futures (HK) Co., Limited 2013
Yeh-Hung Chou Yuanta Futures (HK) Co., Limited 2013
Hsiao Ju Chen Yuanta Futures (HK) Co., Limited 2013
Kam Hung Wong Yuanta Futures (HK) Co., Limited 2013

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