Palbinder Sandhu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Palbinder Sandhu, a licensed former licensee with CE reference BAB479. This person has 8.8 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2019-07-22 | 2021-08-06 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 4 - Advising on securities | 2019-07-22 | 2021-08-06 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 9 - Asset management | 2019-07-22 | 2021-08-06 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-01 | 2019-07-22 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-01 | 2019-07-22 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2019-03-01 | 2019-07-22 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 1 - Dealing in securities | 2018-11-27 | 2019-01-25 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 4 - Advising on securities | 2018-11-27 | 2019-01-25 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 9 - Asset management | 2018-11-27 | 2019-01-25 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 - Asset management | 2017-10-18 | 2018-11-27 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-28 | 2018-11-27 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-28 | 2018-11-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Palbinder Sandhu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.