Wai Lap Li
李偉立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Lap Li (李偉立), a licensed former licensee with CE reference BAA227. This person has 2.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LQ Pacific Partners Limited 德迅太平洋資本有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-14 | 2020-09-14 |
| LQ Pacific Partners Limited 德迅太平洋資本有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-14 | 2020-09-14 |
| LQ Pacific Partners Limited 德迅太平洋資本有限公司 |
Rep | Type 9 - Asset management | 2020-04-14 | 2020-09-14 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 - Asset management | 2018-01-24 | 2019-09-05 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-14 | 2019-09-05 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-12-14 | 2019-09-05 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-14 | 2019-09-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Lap Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.