Timothy James Loh
羅澤中
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy James Loh (羅澤中), a licensed former licensee with CE reference AZX867. This person has 0.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-23 | 2015-09-30 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-23 | 2015-09-30 |
| RAYS Capital Partners Limited 睿思資本有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-27 | 2012-11-01 |
| RAYS Capital Partners Limited 睿思資本有限公司 |
Rep | Type 9 - Asset management | 2012-08-27 | 2012-11-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Timothy James Loh during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.