Ray Au
區迪加
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ray Au (區迪加), a licensed former licensee with CE reference AZS616. This person has 1.5 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Scottrade (Hong Kong) Limited 史考特證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2012-10-11 | 2014-03-31 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Ray Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tin Kay Hui | Scottrade (Hong Kong) Limited | 2012–2013 |
| Ting Zhang | Scottrade (Hong Kong) Limited | 2013 |
| Jiapeng Liu | Scottrade (Hong Kong) Limited | 2013 |
| Junnan Xu | Scottrade (Hong Kong) Limited | 2013 |