David John Walsh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David John Walsh, a licensed former licensee with CE reference AZP102. This person has 5.8 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Red Door Capital Management Limited | RO | Type 9 - Asset management | 2019-06-24 | 2020-10-31 |
| GLG Partners Hong Kong Limited | RO | Type 1 - Dealing in securities | 2016-10-25 | 2016-12-01 |
| GLG Partners Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2016-10-25 | 2016-12-01 |
| GLG Partners Hong Kong Limited | RO | Type 4 - Advising on securities | 2016-10-25 | 2016-12-01 |
| GLG Partners Hong Kong Limited | RO | Type 9 - Asset management | 2016-10-25 | 2016-12-01 |
| GLG Partners Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2015-11-18 | 2016-10-25 |
| GLG Partners Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2015-11-18 | 2016-10-25 |
| GLG Partners Hong Kong Limited | Rep | Type 4 - Advising on securities | 2015-11-18 | 2016-10-25 |
| GLG Partners Hong Kong Limited | Rep | Type 9 - Asset management | 2015-11-18 | 2016-10-25 |
| GLG Partners Hong Kong Limited | RO | Type 1 - Dealing in securities | 2015-05-15 | 2015-11-18 |
| GLG Partners Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2015-05-15 | 2015-11-18 |
| GLG Partners Hong Kong Limited | RO | Type 4 - Advising on securities | 2015-05-15 | 2015-11-18 |
| GLG Partners Hong Kong Limited | RO | Type 9 - Asset management | 2015-05-15 | 2015-11-18 |
| GLG Partners Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2012-06-06 | 2015-05-15 |
| GLG Partners Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2012-06-06 | 2015-05-15 |
| GLG Partners Hong Kong Limited | Rep | Type 4 - Advising on securities | 2012-06-06 | 2015-05-15 |
| GLG Partners Hong Kong Limited | Rep | Type 9 - Asset management | 2012-06-06 | 2015-05-15 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as David John Walsh during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Harprit Singh Lally | GLG Partners Hong Kong Limited | 2012–2016 |
| Nicholas John Vidale | GLG Partners Hong Kong Limited | 2012–2016 |
| David Giacomo Mercurio | GLG Partners Hong Kong Limited | 2012–2015 |
| Stanley Wei Yang Chew | GLG Partners Hong Kong Limited | 2013–2016 |
| Michael Neal Bastin | Red Door Capital Management Limited | 2019–2020 |
| Matthew Jeremy Starick | Red Door Capital Management Limited | 2019–2020 |
| Fan Yang | GLG Partners Hong Kong Limited | 2014–2016 |
| Matthew Drummond Davies | Red Door Capital Management Limited | 2019–2020 |
| Murray Joseph Steel | GLG Partners Hong Kong Limited | 2014–2016 |
| Sahil Michael Khanna | GLG Partners Hong Kong Limited | 2012–2014 |
| Yu Kee Ong | GLG Partners Hong Kong Limited | 2012–2014 |
| Nathan Dai-Yee Chan | GLG Partners Hong Kong Limited | 2015–2016 |
| Benjamin Hall Freischmidt | GLG Partners Hong Kong Limited | 2012–2013 |
| Purav Anil Asher | GLG Partners Hong Kong Limited | 2012 |