Franz Ismael Glueck
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Franz Ismael Glueck, a licensed Representative with CE reference AZH650. Currently licensed at 1 firm(s): Mizuho Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 13.7 years of SFC licence history. Total licence records on file: 5.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-03 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-03 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-04-24 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-04-19 | 2018-12-12 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2012-04-30 | 2017-02-17 |