David Eric Roes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Eric Roes, a licensed former licensee with CE reference AYK191. This person has 11.0 years of SFC licence history. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asean Investment Advisors Limited | RO | Type 9 - Asset management | 2012-06-08 | 2023-06-06 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as David Eric Roes during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| David Peter O'Neil | Asean Investment Advisors Limited | 2012–2022 |
| Richard Gordon Verin | Asean Investment Advisors Limited | 2012 |
| Luke Abraham Jerome | Asean Investment Advisors Limited | 2012 |