Tsz Chit Lam

林紫捷
CE No. AYD111 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Chit Lam (林紫捷), a licensed former licensee with CE reference AYD111. This person has 6.1 years of SFC licence history. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 4 - Advising on securities 2015-04-02 2017-10-23
HSBC Broking Forex (Asia) Limited
滙豐金融外匯(亞洲)有限公司
Rep Type 3 - Leveraged foreign exchange trading 2012-05-11 2017-10-23
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 1 - Dealing in securities 2011-09-23 2017-10-23
HSBC Broking Futures (Asia) Limited
滙豐金融期貨(亞洲)有限公司
Rep Type 2 - Dealing in futures contracts 2011-09-23 2017-10-23

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Chit Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Wai Yin Cheung HSBC Broking Futures (Asia) Limited 2011–2017
Kam Ho Fan HSBC Broking Futures (Asia) Limited 2011–2017
Ho Shing Yeung HSBC Broking Futures (Asia) Limited 2011–2017
Tsz Ping Chan HSBC Broking Futures (Asia) Limited 2011–2017
Yau Nin Lai HSBC Broking Futures (Asia) Limited 2011–2017
Chun Wah Lam HSBC Broking Futures (Asia) Limited 2011–2017
Matthew Man Wai Leung HSBC Broking Futures (Asia) Limited 2011–2017
Elaine Wai Yin Leung HSBC Broking Futures (Asia) Limited 2011–2017
Kwok Yin Li HSBC Broking Futures (Asia) Limited 2011–2017
Chi Kwan Lin HSBC Broking Futures (Asia) Limited 2011–2017
Yiu Hong Mak HSBC Broking Futures (Asia) Limited 2011–2017
Ray Wai Yin Ng HSBC Broking Futures (Asia) Limited 2011–2017
Hong Yeung Ng HSBC Broking Futures (Asia) Limited 2011–2017
Tin Po Hung HSBC Broking Futures (Asia) Limited 2011–2017
Kwong Yan Ho HSBC Broking Futures (Asia) Limited 2011–2017
Wilfred Ka Tsun Hui HSBC Broking Futures (Asia) Limited 2011–2017
Julian Tsun Kiu Luk HSBC Broking Futures (Asia) Limited 2011–2017
Hing Lun So HSBC Broking Futures (Asia) Limited 2011–2017
Wai Yin Tang HSBC Broking Futures (Asia) Limited 2011–2017
Kwok Fai Yu HSBC Broking Futures (Asia) Limited 2011–2017
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