Ivan Ka Shing Lam
林家盛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivan Ka Shing Lam (林家盛), a licensed former licensee with CE reference AYD026. This person has 1.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-03 | 2012-12-04 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-20 | 2012-12-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ivan Ka Shing Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.