Ashley Robert William Dale
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ashley Robert William Dale, a licensed former licensee with CE reference AYC476. This person has 8.6 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-07 | 2020-06-30 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2016-11-07 | 2020-06-30 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 9 - Asset management | 2016-11-07 | 2020-06-30 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-20 | 2016-11-07 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-20 | 2016-11-07 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-07-20 | 2016-11-07 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-06-13 | 2016-06-30 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2013-06-13 | 2016-06-30 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2013-06-13 | 2016-06-30 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-06-01 | 2013-06-13 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2011-11-08 | 2013-06-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ashley Robert William Dale during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.