Xiao Zhou
周曉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Zhou (周曉), a licensed former licensee with CE reference AYC139. This person has 4.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vision Finance International Company Limited 睿智金融國際有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-03 | 2016-08-08 |
| Vision Finance International Company Limited 睿智金融國際有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-05-03 | 2016-08-08 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-26 | 2015-12-17 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-26 | 2015-12-17 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-09-26 | 2015-12-17 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-19 | 2012-08-10 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-09-19 | 2012-08-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiao Zhou during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.