Chung Him Benjamin Yiu
姚仲謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Him Benjamin Yiu (姚仲謙), a licensed former licensee with CE reference AXX789. This person has 10.8 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mont Avenir Capital Limited 未來金融有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-11-08 | 2023-03-31 |
| Mont Avenir Capital Limited 未來金融有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-28 | 2023-03-31 |
| Mont Avenir Capital Limited 未來金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-09-28 | 2021-11-08 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-03 | 2021-03-31 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-03-03 | 2021-03-31 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-08 | 2015-11-26 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-05-08 | 2015-11-26 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-15 | 2015-05-01 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-07-15 | 2015-05-01 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-22 | 2014-06-25 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-22 | 2014-06-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chung Him Benjamin Yiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.