Vivian Yan
甄慧淙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Yan (甄慧淙), a licensed former licensee with CE reference AXW605. This person has 13.5 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DELPHINIUM ASSETS MANAGEMENT LIMITED 締豐資產管理有限公司 |
RO | Type 4 - Advising on securities | 2016-10-24 | 2025-03-05 |
| DELPHINIUM ASSETS MANAGEMENT LIMITED 締豐資產管理有限公司 |
RO | Type 9 - Asset management | 2016-10-24 | 2025-03-05 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
RO | Type 9 - Asset management | 2015-09-09 | 2022-02-11 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
RO | Type 4 - Advising on securities | 2015-01-12 | 2022-02-11 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-01-12 | 2022-02-11 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-06 | 2015-01-12 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-09-06 | 2015-01-12 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
Rep | Type 9 - Asset management | 2011-09-06 | 2015-09-09 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Vivian Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Augustine Pok Yu Chow | Harmony Asset Management Limited | 2011–2022 |
| Hilda Sung | Harmony Asset Management Limited | 2011–2022 |
| David Fong Lit Lee | Harmony Asset Management Limited | 2011–2020 |
| Kai Yu Puri Lau | DELPHINIUM ASSETS MANAGEMENT LIMITED | 2018–2022 |
| Zhigang Wen | DELPHINIUM ASSETS MANAGEMENT LIMITED | 2016–2018 |
| Benny Tak Ming Ho | Harmony Asset Management Limited | 2012–2014 |
| Yin Ming Chan | Harmony Asset Management Limited | 2013–2014 |
| Vizor Lee | Harmony Asset Management Limited | 2012–2014 |
| King Yu Lee | Harmony Asset Management Limited | 2013–2014 |
| Koon Ki Wong | DELPHINIUM ASSETS MANAGEMENT LIMITED | 2024–2025 |
| Dorothy Tze Mei Yung | DELPHINIUM ASSETS MANAGEMENT LIMITED | 2024–2025 |
| Fung Cheung Chan | Harmony Asset Management Limited | 2011–2012 |
| Ming Chu Tse | DELPHINIUM ASSETS MANAGEMENT LIMITED | 2024–2025 |
| Tai Pui Cheng | Harmony Asset Management Limited | 2014–2015 |
| Hang Kin Addison Wong | DELPHINIUM ASSETS MANAGEMENT LIMITED | 2025 |