Jacqueline Wing Yee Shum
沈詠怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jacqueline Wing Yee Shum (沈詠怡), a licensed former licensee with CE reference AXT540. This person has 3.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-09 | 2015-03-06 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2014-04-09 | 2015-03-06 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 9 - Asset management | 2014-04-09 | 2015-03-06 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-09 | 2014-06-30 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-09 | 2014-06-30 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2011-08-09 | 2014-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jacqueline Wing Yee Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.