Kelvin Kar Wing Ung
吳家榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelvin Kar Wing Ung (吳家榮), a licensed former licensee with CE reference AXP792. This person has 2.0 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2011-12-02 | 2013-11-13 |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
RO | Type 7 - Providing automated trading services | 2011-12-02 | 2013-11-13 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Kelvin Kar Wing Ung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chung Wing Alfred Lee | Liquidnet Asia Limited | 2011–2013 |
| Lee Porter | Liquidnet Asia Limited | 2011–2013 |
| Tracy Ann Windham | Liquidnet Asia Limited | 2011–2013 |
| Robert Earl Young | Liquidnet Asia Limited | 2011–2013 |
| Richard Leo Sheridan | Liquidnet Asia Limited | 2012–2013 |
| Amy Monique Forde | Liquidnet Asia Limited | 2012–2013 |
| Stuart Michael Thompson | Liquidnet Asia Limited | 2013 |