Chao Ma
馬超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chao Ma (馬超), a licensed former licensee with CE reference AXN050. This person has 2.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Austin Pacific Asset Management Limited 奧勝資產管理有限公司 |
RO | Type 9 - Asset management | 2015-08-25 | 2017-03-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-04 | 2012-05-14 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-07-04 | 2012-05-14 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Chao Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Bin Wang | Austin Pacific Asset Management Limited | 2015–2017 |
| Han Zhang | Austin Pacific Asset Management Limited | 2015–2017 |