Yan Chak Sham
沈恩澤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Chak Sham (沈恩澤), a licensed former licensee with CE reference AXG998. This person has 11.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2025-06-13 | 2025-07-13 |
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2021-05-10 | 2022-09-21 |
| S&P Global Ratings Hong Kong Limited | RO | Type 10 - Providing credit rating services | 2018-07-16 | 2021-05-10 |
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2011-06-01 | 2018-07-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Chak Sham during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.