Chris Hata
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chris Hata, a licensed former licensee with CE reference AXF934. This person has 3.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-11 | 2016-02-23 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-06 | 2012-11-14 |