Ka Yan Lam

林嘉茵
CE No. AXC627 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yan Lam (林嘉茵), a licensed former licensee with CE reference AXC627. This person has 2.3 years of SFC licence history. Total licence records on file: 1.

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Licence history

FirmRoleRegulated activityFromTo
Shanxi Securities International Financial Holdings Limited
山證國際金融控股有限公司
Rep Type 2 - Dealing in futures contracts 2011-04-08 2013-08-05

Worked alongside

The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Yan Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Tailong Shen Shanxi Securities International Financial Holdings Limited 2011–2013
Yuan Yuan Shanxi Securities International Financial Holdings Limited 2011–2013
Ivan Siu Lung Fung Shanxi Securities International Financial Holdings Limited 2011–2013
Zheng Li Shanxi Securities International Financial Holdings Limited 2011–2013
Wai Yip Mok Shanxi Securities International Financial Holdings Limited 2011–2012
Yongjun Xu Shanxi Securities International Financial Holdings Limited 2011–2012
Yuk Nam Chan Shanxi Securities International Financial Holdings Limited 2012–2013
Wai Sing Chan Shanxi Securities International Financial Holdings Limited 2011–2012
Yunlong Zhou Shanxi Securities International Financial Holdings Limited 2012–2013
Fan Yang Shanxi Securities International Financial Holdings Limited 2011–2012
Dan Chen Shanxi Securities International Financial Holdings Limited 2012–2013
Liangting Huang Shanxi Securities International Financial Holdings Limited 2013
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