Kaz Kempers
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaz Kempers, a licensed former licensee with CE reference AXB460. This person has 7.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABN AMRO Clearing Hong Kong Limited | RO | Type 1 - Dealing in securities | 2017-10-16 | 2018-03-29 |
| ABN AMRO Clearing Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2017-10-16 | 2018-03-29 |
| ABN AMRO Clearing Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2011-03-24 | 2017-10-16 |
| ABN AMRO Clearing Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2011-03-24 | 2017-10-16 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Kaz Kempers during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.