Stephen Barker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Barker, a licensed Representative with CE reference AWZ978. Currently licensed at 1 firm(s): Jefferies Hong Kong Limited. Active regulated activities: Type 4 - Advising on securities. This person has 6.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2020-01-13 | present |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-21 | 2011-05-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Barker during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.