Michael Kaufmann
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Kaufmann, a licensed former licensee with CE reference AWY542. This person has 0.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-17 | 2011-12-30 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-15 | 2011-07-13 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Kaufmann during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.