Chi Kai Chan
陳智楷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kai Chan (陳智楷), a licensed former licensee with CE reference AWW786. This person has 3.5 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-11 | 2014-09-12 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-02-13 | 2014-09-12 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-02 | 2014-09-12 |