Ah Lay Lim
林亞烈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ah Lay Lim (林亞烈), a licensed former licensee with CE reference AWN310. This person has 11.0 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-06 | 2024-05-27 |
| NFH Asset Management Limited 新金控資產管理有限公司 |
RO | Type 9 - Asset management | 2023-03-06 | 2024-05-27 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-07 | 2022-11-01 |
| Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司 |
RO | Type 9 - Asset management | 2018-08-07 | 2022-11-01 |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-29 | 2017-11-30 |
| Zhonghui International Futures Company Limited 中輝國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-09-29 | 2017-11-30 |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-29 | 2017-11-30 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2011-12-06 | 2017-04-30 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-12-06 | 2017-04-30 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-12-06 | 2017-04-30 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 4 - Advising on securities | 2011-12-06 | 2017-04-30 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 4 - Advising on securities | 2011-12-06 | 2017-04-30 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 9 - Asset management | 2011-12-06 | 2017-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ah Lay Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.