Pui Kiu Lai
黎沛翹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Kiu Lai (黎沛翹), a licensed former licensee with CE reference AWK999. This person has 2.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hafoo Securities Limited 哈富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-28 | 2013-11-15 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-28 | 2013-11-15 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-28 | 2013-11-15 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-07 | 2012-06-02 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-07 | 2012-06-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Kiu Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.