Michael Franz Frick
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Franz Frick, a licensed former licensee with CE reference AWI822. This person has 7.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-08 | 2022-05-04 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-12-08 | 2022-05-04 |
| Evercore Asia Limited | Rep | Type 4 - Advising on securities | 2018-10-18 | 2020-01-31 |
| Evercore Asia Limited | Rep | Type 1 - Dealing in securities | 2017-07-27 | 2020-01-31 |
| Evercore Asia Limited | Rep | Type 6 - Advising on corporate finance | 2015-06-11 | 2020-01-31 |
| TRG Management Hong Kong Limited | Rep | Type 9 - Asset management | 2010-12-23 | 2012-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Franz Frick during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.