Shang Ling Lam
林雙菱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shang Ling Lam (林雙菱), a licensed former licensee with CE reference AWE513. This person has 0.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2011-02-28 | 2011-05-16 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-04 | 2011-02-28 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-04 | 2011-05-16 |