Katherine Kwan Choi Chik
戚群采
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Kwan Choi Chik (戚群采), a licensed former licensee with CE reference AVL718. This person has 1.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-08 | 2019-01-16 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-08 | 2019-01-16 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-18 | 2014-12-12 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-18 | 2014-12-12 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-09 | 2011-04-26 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 9 - Asset management | 2010-08-09 | 2011-04-26 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Katherine Kwan Choi Chik during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.