Li-Chu Chen
陳麗珠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li-Chu Chen (陳麗珠), a licensed former licensee with CE reference AVK807. This person has 4.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 4 - Advising on securities | 2012-07-12 | 2014-08-29 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 9 - Asset management | 2012-07-12 | 2014-08-29 |
| QMIS Securities Limited 華亞證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-08-20 | 2014-08-29 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Li-Chu Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kuang-Cheng Huang | QMIS Securities Limited | 2010–2014 |
| Hsiao-Wen Lu | QMIS Securities Limited | 2010–2014 |
| Mu-Hsuan Chen | QMIS Securities Limited | 2010–2014 |
| Fu Ming Lam | QMIS Securities Limited | 2010–2013 |
| Yen-Chung Huang | QMIS Securities Limited | 2010–2014 |
| Tung-Jen Hsiao | QMIS Securities Limited | 2011–2014 |
| Yu Wang | QMIS Asset Management Limited | 2013–2014 |
| Chiun Teh Wu | QMIS Asset Management Limited | 2012–2013 |
| Yuji Lao | QMIS Securities Limited | 2013–2014 |
| Wai Yee Chin | QMIS Securities Limited | 2013–2014 |
| Hsin Yuan Kung | QMIS Securities Limited | 2011–2012 |
| Chun Chieh Yu | QMIS Securities Limited | 2013–2014 |
| Chien-Jui Huang | QMIS Securities Limited | 2010 |