Kwok Wai Poon
潘國威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wai Poon (潘國威), a licensed former licensee with CE reference AVJ212. This person has 2.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino Wealth Securities Limited 國新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-30 | 2013-12-09 |
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-25 | 2011-08-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Wai Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.