Ka Wing Chau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wing Chau (周家榮), a licensed Responsible Officer with CE reference AVE765. Currently licensed at 1 firm(s): Phronisys Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.0 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phronisys Asset Management Limited | RO | Type 4 - Advising on securities | 2026-06-18 | present |
| Phronisys Asset Management Limited | RO | Type 9 - Asset management | 2026-06-18 | present |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
RO | Type 1 - Dealing in securities | 2022-11-03 | 2023-03-23 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
RO | Type 4 - Advising on securities | 2022-11-03 | 2023-03-23 |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
RO | Type 1 - Dealing in securities | 2021-10-07 | 2022-08-10 |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-10-07 | 2022-08-10 |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
RO | Type 4 - Advising on securities | 2021-10-07 | 2022-08-10 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-29 | 2019-04-26 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-11-29 | 2019-04-26 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 4 - Advising on securities | 2017-11-29 | 2019-04-26 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-15 | 2017-11-29 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2015-01-15 | 2017-11-29 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-12-12 | 2017-11-29 |
| Longrun Financial Group Limited 朗潤金融集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-05-08 | 2014-11-22 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-21 | 2014-05-03 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-06-21 | 2014-05-03 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-07-06 | 2011-05-03 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-08 | 2011-05-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wing Chau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.