Mitchell Ray Truelock
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mitchell Ray Truelock, a licensed former licensee with CE reference AUZ666. This person has 2.8 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ROTH Capital Partners (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2010-11-30 | 2013-09-10 |
| ROTH Capital Partners (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | 2010-11-30 | 2013-09-10 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Mitchell Ray Truelock during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Marcus Harry Tan | ROTH Capital Partners (Hong Kong) Limited | 2010–2013 |