Peter James Gavaghan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter James Gavaghan, a licensed former licensee with CE reference AUZ011. This person has 7.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IMC Asia Pacific Limited | RO | Type 1 - Dealing in securities | 2018-01-26 | 2023-06-27 |
| IMC Asia Pacific Limited | RO | Type 2 - Dealing in futures contracts | 2018-01-26 | 2023-06-27 |
| IMC Asia Pacific Limited | Rep | Type 1 - Dealing in securities | 2010-08-09 | 2012-07-16 |
| IMC Asia Pacific Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-09 | 2012-07-16 |
| IMC Asia Pacific Limited | Rep | Type 1 - Dealing in securities | 2010-04-15 | 2010-07-14 |
| IMC Asia Pacific Limited | Rep | Type 2 - Dealing in futures contracts | 2010-04-15 | 2010-07-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter James Gavaghan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.