Yim Na Wan
雲艷娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yim Na Wan (雲艷娜), a licensed former licensee with CE reference AUX005. This person has 1.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tongfang Securities Limited 同方證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-13 | 2019-07-22 |
| Vegasoul Capital Management (Asia) Limited | Rep | Type 9 - Asset management | 2011-11-08 | 2013-04-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yim Na Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.