Tian Xiao
肖天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tian Xiao (肖天), a licensed former licensee with CE reference AUW610. This person has 3.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-31 | 2016-07-26 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2014-12-31 | 2016-07-26 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2014-12-31 | 2016-07-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-12 | 2011-08-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-03-12 | 2011-08-08 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Tian Xiao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.