James Andrew Upton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Andrew Upton, a licensed former licensee with CE reference AUW064. This person has 13.5 years of SFC licence history. Total licence records on file: 1.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-05 | 2023-09-01 |