Ting Mun Tsoi
蔡庭滿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Mun Tsoi (蔡庭滿), a licensed former licensee with CE reference AUV894. This person has 10.5 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Riche Bright Securities Limited 富明證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-05-19 | 2021-05-02 |
| Towering Securities Limited 高格證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-11-22 | 2020-05-14 |
| Towering Securities Limited 高格證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-25 | 2019-11-22 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-18 | 2019-07-14 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
Rep | Type 9 - Asset management | 2018-10-18 | 2019-07-14 |
| Standard Perpetual Securities Limited 標準盛豐證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-04-17 | 2019-07-14 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-07-31 | 2017-11-30 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2015-08-06 | 2017-11-30 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-12 | 2017-11-30 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-05-12 | 2017-11-30 |
| Chong Hing Commodities And Futures Limited 創興商品期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-04-23 | 2015-05-01 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-10 | 2015-05-01 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-04 | 2010-08-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ting Mun Tsoi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.